Lawrence Kamin Wins $1 Million NFA Arbitration

Authors: John Monical and Theodore Harman 

Lawrence Kamin successfully defended an individual employee (“Employee”) against a $1 million arbitration by a Futures commissions merchant (“FCM”).  The FCM claimed that the Employee, an employee of an introducing broker (“IB”), should be personally liable for placing losing trades in the account of the IB’s owner.

Read more about the case: Highlighting One Element of the Cause of Action Wins the Case