Companies who attempt to raise money without the assistance of a qualified securities attorney risk significant enforcement, compliance, and civil liability exposure.
Lawrence Kamin represents issuers and investors in private placement offerings and financing. We counsel businesses that are bringing in employees as owners as well as businesses turning to outside investors. Our attorneys prepare offering materials, including private placement memoranda (PPMs), subscription agreements, investor questionnaires and third party verifications. We assist companies in the disclosure of relevant risks and in the proper organization and review of company documents that support statements made in the disclosure materials. We also guide clients through the filings necessary to comply with both federal and state securities laws.