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Investment Adviser Wins $800,000 Case

Lawrence Kamin secured a defense win in an $800,000 case alleging our national investment adviser client breached the Indiana Securities Law and the Investment Advisers Act of 1940.

National Broker-Dealer Client Wins
$6.2 Million Suitability Case

Five separate families filed a $6.2 million suitability case against our national broker-dealer client.  After seventeen days of testimony, Lawrence Kamin obtained an award dismissing the claims and granting $40,0000 in costs to our client.

Trader Wins $2.7 Million Award

After two weeks of testimony, Lawrence Kamin won a $2.7 million award for an individual trader after his brokerage firm failed to properly execute his trades as ordered.  During the proceeding, Lawrence Kamin also obtained an award of sanctions for abuses in discovery.

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