Private Equity Principal Settles SEC Investigation

A principal in a private equity fund enlisted Lawrence Kamin to represent him in an SEC investigation. The settlement achieved continues to be recognized as one involving a novel interpretation of investment adviser and broker-dealer law.

Results content provided on this page is intended to be representative of the types of client matters Lawrence Kamin attorneys have handled and the legal expertise our professionals possess. Past performance is no guarantee of future results.

Lawrence Kamin maintains this website to provide general information about its services and legal expertise. While we try to keep the information timely and accurate, we make no guarantees. We make every effort to correct errors brought to our attention. Full Disclaimer
† Select attorneys have received this recognition