Skip to content

Regulatory Experience Leads to Successful Acquisition

SITUATION: Our firm was hired by a large law firm and its private equity fund client to serve as regulatory counsel for the fund’s proposed acquisition of a broker-dealer and investment advisory firm. The transaction was in the planning stage. STRATEGY: Based on our regulatory and compliance experience, we assisted our clients in conducting the […]

Results content provided on this page is intended to be representative of the types of client matters Lawrence Kamin attorneys have handled and the legal expertise our professionals possess. Past performance is no guarantee of future results.

Lawrence Kamin maintains this website to provide general information about its services and legal expertise. While we try to keep the information timely and accurate, we make no guarantees. We make every effort to correct errors brought to our attention. Full Disclaimer
† Select attorneys have received this recognition