News & Media

Who is a Proprietary Trader? A Changing and Rocky Landscape., Futures & Derivatives Law Report, Vol 20, No. 8

The SEC and the CFTC have brought proceedings and focused investigations on an issue which had previously received little, if any, attention: whether individuals described as “proprietary traders” are truly trading on behalf of a firm or are, in fact, customers trading under the guise of proprietary trader. Because regulators have provided little guidance in […]

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