News & Media

Security Futures-A New Frontier, The Review of Securities and Commodities Regulation, Vol. 35, No. 10

The Commodity Futures Modernization Act of 2000 permitted for the first time the trading of futures on single stocks and narrow-based indices. This article describes new and proposed rules on a variety of subjects relating to the new trading, including the protection of customer funds, reporting and recordkeeping, minimum capital, margin, and SRO requirements.

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